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Morgan Stanley Bond Fraud
24 May, 2008
Last August, Wall Street firm Morgan Stanley and one of its senior
traders agreed to pay $6.1 million in fines and restitution to settle
allegations that the investment bank overcharged brokerage customers on
2,800 purchases of $59 million of bonds.

Regulators investigating the case had a crucial inside source: Dana de
Windt, a broker at the aquamarine, glass Morgan Stanley branch nestled
among back-pain and varicose-vein-removal clinics in this small city on
Florida's east coast... More here>>
References:
Morgan Stanley Bond Fraud
Labels: Morgan Stanley Bond Fraud, Undisclosed Mark-ups, Lumbermans Mutual, Kemper Insurance Company, Bonds, Dana de Windt, Michael
| Add Comment | View Comments (0) | Posted by: Nicholas J. Guiliano at 8:47:52 AM
 

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