We have represented more than 1,000 public customers before FINRA, the Financial Industry Regulatory Authority, formerly the NASD and the NYSE in securities arbitrations on behalf of injured investors in more than 38 states and internationally.
We specialize in cases against stockbrokers, brokerage firms, and investment professionals for fraud, the sale of unsuitable securities, breach of fiduciary duty, negligence, the failure to supervise, and the violation of state and federal securities laws.
Where permitted by law, the Guiliano Law Firm, represents clients on a contingent fee basis meaning that there is no cost or obligation to pay unless we make a recovery for you. If you believe you have been the victim of fraud or misconduct, contact us for a free consultation.
Recent Securities Fraud News
Vanguard Group alleged to have failed to report and pay $500 million of U.S. federal income tax and $10 million of New York tax
Experience Makes A Difference
Trial and Litigation skills, backed by subject matter knowledge, litigation experience before FINRA, the discovery process and the Code of Arbitration Procedure.
Litigation is seldom a level playing field. Results are always the product of aggressive advocacy, a dedication to the issues, hard work, impeccable preparedness, and zeal.
Honesty and integrity with respect to our clients, the process, opposing counsel and the tribunal. A reputation earned from experience and aggressive representation.
Mr. Guiliano is an excellent attorney. I have worked with Mr. Guiliano on a couple of matters and found him to be highly knowledgeable about securities fraud and an aggressive advocate for his clients. I would refer clients to him for any broker-dealer arbitration matter without hesitation or reservation.
Eric Lechtzin, Class Action Attorney in Philadelphia, Berger & Montague
Mr. Guiliano is highly accomplised securities lawyer. He helped us secure a wonderful result in case where my husband and I lost almost all our lifeavsings. He is also high compassionate, and did more than most lawyers have ever done for us, as he seems that he cares.
Mary, Investment Fraud Client
Personable and professional, he is the one to go to when investors are defrauded by Brokerage houses and Investment banks. Somebody you want on your side when things go wrong. He takes personal interest in every case and tries his best. Although I could not recover all my losses due to Fed/SEC action which was beyond his control, I would give Mr. Guiliano full marks on every count. He even worked with my accountants to help me write off losses due to fraud.
Ashok, Financial Services Client